Michael O'Grady - 20 Feb 2024 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chairman and CEO, Director
Signature
Bradley R. Gabriel, Attorney-In-Fact for Michael G. O'Grady
Issuer symbol
NTRS
Transactions as of
20 Feb 2024
Transactions value $
-$2,116,397
Form type
4
Filing time
22 Feb 2024, 17:44:53 UTC
Previous filing
26 Jan 2024
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +60.1K +90.14% $0.00 127K 20 Feb 2024 Direct F1
transaction NTRS Common Stock Tax liability -$2.12M -26.6K -28.54% $79.51 66.7K 20 Feb 2024 Direct F1, F2
holding NTRS Common Stock 258K 20 Feb 2024 By Trust F2
holding NTRS Common Stock 6.76K 20 Feb 2024 2022 GRAT
holding NTRS Common Stock 16.9K 20 Feb 2024 2023 GRAT
holding NTRS Common Stock 5.46K 20 Feb 2024 By Trust fbo Child 1 F3
holding NTRS Common Stock 5.46K 20 Feb 2024 By Trust fbo Child 2 F3
holding NTRS Common Stock 5.46K 20 Feb 2024 By Trust fbo Child 3 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 66,659 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Reflects the transfer of 33,467 shares directly held by the reporting person into the reporting person's existing trust account.
F3 The reporting person's spouse is trustee of this trust.