Peter Cherecwich - Jan 29, 2025 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chief Operating Officer
Signature
David A. Serna, Attorney-in-Fact for Peter Cherecwich
Stock symbol
NTRS
Transactions as of
Jan 29, 2025
Transactions value $
-$635,008
Form type
4
Date filed
1/31/2025, 06:11 PM
Previous filing
Dec 5, 2024
Next filing
Feb 7, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $2.3M +26.1K +98.29% $88.06 52.7K Jan 29, 2025 Direct F1
transaction NTRS Common Stock Sale -$2.94M -26.1K -49.57% $112.36 26.6K Jan 29, 2025 Direct F1, F2
holding NTRS Common Stock 31.5K Jan 29, 2025 By Trust
holding NTRS Common Stock 4.4K Jan 29, 2025 2023 GRAT
holding NTRS Common Stock 6 Jan 29, 2025 By Spouse's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -26.1K -100% $0.00 0 Jan 29, 2025 Common Stock 26.1K $88.06 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Price reflects the weighted average sales price from $112.33 to $112.58. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
F3 This option becomes exercisable in four equal annual installments beginning 2/21/2018.