Jason J. Tyler - Jan 30, 2025 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
David A. Serna, Attorney-in-Fact for Jason J. Tyler
Stock symbol
NTRS
Transactions as of
Jan 30, 2025
Transactions value $
-$43,660
Form type
4
Date filed
1/31/2025, 06:12 PM
Previous filing
Apr 29, 2024
Next filing
Feb 7, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $208K +2.97K +5.14% $70.21 60.7K Jan 30, 2025 Direct F1
transaction NTRS Common Stock Sale -$252K -2.24K -3.69% $112.67 58.4K Jan 30, 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -2.97K -100% $0.00 0 Jan 30, 2025 Common Stock 2.97K $70.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 22,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Price reflects the weighted average sales price from $112.65 to $112.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
F3 This option became exercisable in four equal annual installments beginning 2/17/2016.