David Byron Smith Jr - Jan 31, 2025 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
David A. Serna Attorney-in-Fact for David H. B. Smith, Jr.
Stock symbol
NTRS
Transactions as of
Jan 31, 2025
Transactions value $
$0
Form type
4
Date filed
2/4/2025, 04:40 PM
Previous filing
Dec 11, 2024
Next filing
Feb 11, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Gift $0 +1.78K +3.11% $0.00 59.1K Jan 31, 2025 By Trust F1
holding NTRS Common Stock 1.82K Jan 31, 2025 Direct F2
holding NTRS Common Stock 15.4K Jan 31, 2025 Revocable Trust
holding NTRS Common Stock 1.7K Jan 31, 2025 By Trust F3
holding NTRS Common Stock 2.13K Jan 31, 2025 By Trust fbo Child 1 F4
holding NTRS Common Stock 2.13K Jan 31, 2025 By Trust fbo Child 2 F4
holding NTRS Common Stock 2.13K Jan 31, 2025 By Trust fbo Child 3 F4
holding NTRS Common Stock 1.05M Jan 31, 2025 By Trust F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 31, 2025, a trust in which the reporting person has a partial direct pecuniary interest distributed 14,240 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,780 shares were distributed to the reporting person.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
F4 Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
F5 These shares are held in a trust of which reporting person has a partial direct pecuniary interest.