David Byron Smith Jr - Apr 22, 2025 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
David A. Serna Attorney-in-Fact for David H. B. Smith, Jr.
Stock symbol
NTRS
Transactions as of
Apr 22, 2025
Transactions value $
$0
Form type
4
Date filed
4/24/2025, 07:42 PM
Previous filing
Feb 11, 2025
Next filing
May 1, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +1.9K $0.00 1.9K Apr 22, 2025 Direct F1, F2
holding NTRS Common Stock 60.9K Apr 22, 2025 By Trust F1
holding NTRS Common Stock 15.4K Apr 22, 2025 Revocable Trust
holding NTRS Common Stock 1.7K Apr 22, 2025 By Trust F3
holding NTRS Common Stock 2.13K Apr 22, 2025 By Trust fbo Child 1 F4
holding NTRS Common Stock 2.13K Apr 22, 2025 By Trust fbo Child 2 F4
holding NTRS Common Stock 2.13K Apr 22, 2025 By Trust fbo Child 3 F4
holding NTRS Common Stock 1.05M Apr 22, 2025 By Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 22, 2025, 1,822 already reported and vested stock units, granted on April 16, 2024, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
F4 Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
F5 These shares are held in a trust of which reporting person has a partial direct pecuniary interest.