| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMTC | Common Stock | Sale | -$152K | -2.4K | -25.89% | $63.18 | 6.87K | Dec 19, 2024 | Direct | F1 |
| transaction | SMTC | Common Stock | Sale | -$35K | -548 | -7.98% | $63.80 | 6.32K | Dec 19, 2024 | Direct | F2 |
| transaction | SMTC | Common Stock | Sale | -$323K | -4.97K | -78.6% | $65.00 | 1.35K | Dec 20, 2024 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This price represents the weighted average of these sales. The prices ranged from $62.65 to $63.64. Price and share details are available upon request. |
| F2 | This price represents the weighted average of these sales. The prices ranged from $63.665 to $63.965. Price and share details are available upon request. |
These transactions are pursuant to a Rule 10b5-1 trading plan adopted by Mr. Sherazi on September 19, 2024.