| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMTC | Common Stock | Sale | -$147K | -2.48K | -29.35% | $59.26 | 5.96K | Jan 29, 2025 | Direct | F1 |
| transaction | SMTC | Common Stock | Sale | -$30.5K | -506 | -8.49% | $60.34 | 5.45K | Jan 29, 2025 | Direct | F2 |
| transaction | SMTC | Common Stock | Sale | -$489 | -8 | -0.15% | $61.11 | 5.45K | Jan 29, 2025 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This price represents the weighted average of these sales. The prices ranged from $58.785 to $59.665. Price and share details are available upon request. |
| F2 | This price represents the weighted average of these sales. The prices ranged from $59.82 to $60.76. Price and share details are available upon request. |
These transactions are pursuant to a Rule 10b5-1 trading plan adopted by Mr. Lin on September 17, 2024.