-
Signature
-
/s/Mark Lin
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Stock symbol
-
SMTC
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Transactions as of
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Apr 1, 2025
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Transactions value $
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-$87,110
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Form type
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4
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Date filed
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4/3/2025, 04:11 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SMTC |
Common Stock |
Options Exercise |
$0 |
+3.16K |
+23.47% |
$0.00 |
16.6K |
Apr 1, 2025 |
Direct |
|
| transaction |
SMTC |
Common Stock |
Tax liability |
-$52.2K |
-1.52K |
-9.12% |
$34.40 |
15.1K |
Apr 1, 2025 |
Direct |
|
| transaction |
SMTC |
Common Stock |
Sale |
-$31.6K |
-918 |
-6.07% |
$34.38 |
14.2K |
Apr 1, 2025 |
Direct |
F1 |
| transaction |
SMTC |
Common Stock |
Sale |
-$3.33K |
-95 |
-0.67% |
$35.06 |
14.1K |
Apr 1, 2025 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SMTC |
Restricted Stock Unit |
Options Exercise |
$0 |
-3.16K |
-14.29% |
$0.00 |
19K |
Apr 1, 2025 |
Common Stock |
3.16K |
|
Direct |
F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: