Mark Lin - Jul 1, 2025 Form 4 Insider Report for SEMTECH CORP (SMTC)

Role
EVP and CFO
Signature
/s/Mark Lin
Stock symbol
SMTC
Transactions as of
Jul 1, 2025
Transactions value $
-$112,946
Form type
4
Date filed
7/3/2025, 01:05 PM
Previous filing
Jun 6, 2025
Next filing
Oct 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lin Mark EVP and CFO 200 FLYNN RD., CAMARILLO /s/Mark Lin 2025-07-03 0001994152

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMTC Common Stock Options Exercise $0 +3.16K +19.09% $0.00 19.7K Jul 1, 2025 Direct
transaction SMTC Common Stock Tax liability -$69.2K -1.53K -7.76% $45.14 18.2K Jul 1, 2025 Direct
transaction SMTC Common Stock Sale -$25.5K -587 -3.22% $43.52 17.6K Jul 1, 2025 Direct F1
transaction SMTC Common Stock Sale -$18.2K -412 -2.34% $44.28 17.2K Jul 1, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMTC Restricted Stock Unit Options Exercise $0 -3.16K -16.67% $0.00 15.8K Jul 1, 2025 Common Stock 3.16K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price represents the weighted average of these sales. The prices ranged from $43.11 to $43.95. Price and share details are available upon request.
F2 The price represents the weighted average of these sales. The prices ranged from $44.15 to $44.42. Price and share details are available upon request.
F3 Each stock unit represents the contingent right to receive one share of Semtech common stock.
F4 One third of this grant vested on October 2, 2024 and the remainder of this grant vests in eight quarterly installments beginning on January 2, 2025.