MARK D. SMITH - 31 Dec 2021 Form 5 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Mark D. Smith
Issuer symbol
AOS
Transactions as of
31 Dec 2021
Transactions value $
$0
Form type
5
Filing time
04 Feb 2022, 12:57:45 UTC
Previous filing
14 Jul 2021
Next filing
13 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AOS Common Stock 8.96K 31 Dec 2021 Held by spouse
holding AOS Common Stock 2.1K 31 Dec 2021 In trust F1
holding AOS Common Stock 114K 31 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Class A Common Stock Gift $0 +134K +1085.21% $0.00 146K 08 Dec 2021 Common Stock 134K $0.00 In trust F2, F3
transaction AOS Class A Common Stock Gift $0 -134K -91.56% $0.00 12.3K 08 Dec 2021 Common Stock 134K $0.00 In trust F2, F3
transaction AOS Class A Common Stock Gift $0 +134K +3634.39% $0.00 137K 08 Dec 2021 Common Stock 134K $0.00 Held by spouse F2, F3
transaction AOS Class A Common Stock Gift $0 -134K -97.32% $0.00 3.68K 09 Dec 2021 Common Stock 134K $0.00 Held by spouse F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person beneficially owns the shares as settlor of a revocable family trust.
F2 Convertible at any time to Common Stock.
F3 None.