MARK D. SMITH - 22 Dec 2023 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
Director
Signature
James F. Stern, Attorney-in-Fact for Mark D. Smith
Issuer symbol
AOS
Transactions as of
22 Dec 2023
Net transactions value
$0
Form type
4
Filing time
22 Dec 2023, 12:07:13 UTC
Previous filing
27 Nov 2023
Next filing
10 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Gift $0 +3,860 +3.4% $0.000000 118,408 22 Dec 2023 Direct
transaction AOS Common Stock Gift $0 -3,860 -3.3% $0.000000 114,548 22 Dec 2023 Direct
transaction AOS Common Stock Gift $0 +3,860 +133% $0.000000 6,773 22 Dec 2023 In trust F1
holding AOS Common Stock 8,956 22 Dec 2023 Held by spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Class A Common Stock Gift $0 +252,082 $0.000000 252,082 22 Dec 2023 Common Stock 252,082 $0.000000 Direct F3, F4
transaction AOS Class A Common Stock Gift $0 -252,082 -100% $0.000000* 0 22 Dec 2023 Common Stock 252,082 $0.000000 Direct F3, F4
transaction AOS Class A Common Stock Gift $0 +252,082 +1348% $0.000000 270,776 22 Dec 2023 Common Stock 252,082 $0.000000 In trust F3, F4
holding AOS Class A Common Stock 3,676 22 Dec 2023 Common Stock 3,676 $0.000000 Held by Spouse F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person beneficially owns the shares as settlor of a revocable family trust.
F2 1 for 1
F3 Convertible at any time to Common Stock.
F4 None.