Samuel M. Carver - Feb 7, 2025 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Global Operations
Signature
James F. Stern, Attorney-in-Fact for Samuel M. Carver
Stock symbol
AOS
Transactions as of
Feb 7, 2025
Transactions value $
-$39,193
Form type
4
Date filed
2/11/2025, 04:10 PM
Previous filing
Nov 15, 2024
Next filing
Feb 24, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $0 +1.34K +111.25% $0.00 2.54K Feb 7, 2025 Direct
transaction AOS Common Stock Tax liability -$39.2K -597 -23.55% $65.65 1.94K Feb 7, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -1.34K -100% $0.00 0 Feb 7, 2025 Common Stock 1.34K $0.00 Direct F2, F3
transaction AOS Restricted Stock Units Award $0 +3.02K +60.91% $0.00 7.97K Feb 10, 2025 Common Stock 3.02K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F2 Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F3 The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.
F4 The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.