Douglas Samuel Karge - Feb 7, 2025 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - President NA Water Treat
Signature
James F. Stern, Attorney-in-Fact for Douglas Samuel Karge
Stock symbol
AOS
Transactions as of
Feb 7, 2025
Transactions value $
-$27,507
Form type
4
Date filed
2/11/2025, 04:20 PM
Previous filing
Feb 14, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $0 +800 +33.78% $0.00 3.17K Feb 7, 2025 Direct F1, F2
transaction AOS Common Stock Sale -$27.5K -419 -13.23% $65.65 2.75K Feb 7, 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -800 -100% $0.00 0 Feb 7, 2025 Common Stock 800 $0.00 Direct F1, F4
transaction AOS Restricted Stock Units Award $0 +1.59K +60% $0.00 4.24K Feb 10, 2025 Common Stock 1.59K $0.00 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2 D. Samuel Karge is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 45 shares of Common Stock.
F3 Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F4 The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/07/2025.
F5 The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.