Parag Kulkarni - Feb 7, 2025 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Int'l; President India
Signature
James F. Stern, Attorney-in-Factor for Parag Kulkarni
Stock symbol
AOS
Transactions as of
Feb 7, 2025
Transactions value $
$0
Form type
4
Date filed
2/11/2025, 04:24 PM
Previous filing
Feb 14, 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -445 -100% $0.00 0 Feb 7, 2025 Common Stock 445 $0.00 Direct F1, F2, F3
transaction AOS Restricted Stock Units Award $0 +1.3K +25% $0.00 6.5K Feb 10, 2025 Common Stock 1.3K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.
F2 The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/07/2025. Parag Kulkarni has deferred the receipt of these cash-based restricted stock units.
F3 Parag Kulkarni beneficially owns 4,210 restricted stock units that have not yet vested. He beneficially owns 990 restricted stock units that have vested and the receipt of have been deferred.
F4 The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/10/2028.