Trina M. Evans - 16 Feb 2024 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director, Corporate Center
Signature
Adam J. Larkins POA for Trina M. Evans
Issuer symbol
KEY
Transactions as of
16 Feb 2024
Net transactions value
-$40,705
Form type
4
Filing time
21 Feb 2024, 18:42:37 UTC
Previous filing
14 Feb 2024
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +8,493 +10% 90,115 17 Feb 2024 Direct F1
transaction KEY Common Shares Tax liability $40,705 -2,893 -3.2% $14.07 87,222 17 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Award $0 +14,925 $0.000000 14,925 16 Feb 2024 Common Shares 14,925 Direct F1, F2
transaction KEY Option to Buy Award $0 +20,408 $0.000000 20,408 16 Feb 2024 Common Shares 20,408 $15.48 Direct F3
transaction KEY Restricted Stock Units Options Exercise $0 -3,184 -50% $0.000000 3,184 17 Feb 2024 Common Shares 3,184 Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -2,371 -33% $0.000000 4,742 17 Feb 2024 Common Shares 2,371 Direct F1, F6, F7
transaction KEY Restricted Stock Units Options Exercise $0 -2,938 -25% $0.000000 8,811 17 Feb 2024 Common Shares 2,938 Direct F1, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.
F3 The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.
F4 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F5 Includes approximately 424 dividend-equivalent restricted stock units accrued between March and December 2023.
F6 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F7 Includes approximately 474 dividend-equivalent restricted stock units accrued between March and December 2023.
F8 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F9 Includes approximately 783 dividend-equivalent restricted stock units accrued between March and December 2023.