| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Common Stock | Options Exercise | +1,953 | +21% | 11,283 | 06 Dec 2024 | Direct | F1, F2 | ||
| transaction | SWK | Common Stock | Tax liability | $65,396 | -769 | -6.8% | $85.04 | 10,514 | 06 Dec 2024 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Restricted Stock Units | Options Exercise | $0 | -1,953 | -50% | $0.000000 | 1,953 | 06 Dec 2024 | Common Stock | 1,953 | Direct | F1, F4, F5 | |
| holding | SWK | Restricted Stock Units | 5,275 | 06 Dec 2024 | Common Stock | 5,275 | Direct | F1, F5, F6 | ||||||
| holding | SWK | Restricted Stock Units | 3,366 | 06 Dec 2024 | Common Stock | 3,366 | Direct | F1, F5, F7 | ||||||
| holding | SWK | Restricted Stock Units | 7,381 | 06 Dec 2024 | Common Stock | 7,381 | Direct | F1, F5, F8 | ||||||
| holding | SWK | Restricted Stock Units | 4,757 | 06 Dec 2024 | Common Stock | 4,757 | Direct | F1, F5, F9 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| F2 | Reflects a decrease of 24,685 shares representing unvested RSUs that were previously reported in Table I. These RSUs are now reported in Table II of this Form 4. |
| F3 | Shares withheld to satisfy the reporting person's tax withholding obligations upon vesting of RSUs. |
| F4 | As previously reported, on December 6, 2022, the reporting person was granted 5,859 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |
| F5 | The RSUs were previously reported in Table I and are now reported in Table II. |
| F6 | As previously reported, on February 16, 2022, the reporting person was granted 10,549 RSUs, vesting in four approximately equal annual installments beginning on the first anniversary of the grant date. |
| F7 | As previously reported, on February 15, 2023, the reporting person was granted 5,049 RSUS, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |
| F8 | As previously reported, on February 15, 2023, the reporting person was granted 11,072 RSUS, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |
| F9 | As previously reported, on March 1, 2024, the reporting person was granted 4,757 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |