Ronald P. O. Hanley - Aug 12, 2025 Form 4 Insider Report for STATE STREET CORP (STT)

Role
Chairman, CEO and President, Director
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Aug 12, 2025
Transactions value $
-$4,579,585
Form type
4
Date filed
8/13/2025, 04:19 PM
Previous filing
Jun 3, 2025
Next filing
Aug 19, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
O HANLEY RONALD P Chairman, CEO and President, Director STATE STREET CORPORATION, ONE CONGRESS STREET, BOSTON /s/ Shannon C. Stanley, Attorney-in-fact 2025-08-13 0001180495

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Sale -$4.39M -39.5K -35.4% $111.24 72K Aug 12, 2025 By a Trust F1, F2, F3
transaction STT Common Stock Sale -$189K -1.7K -2.36% $111.47 70.3K Aug 12, 2025 By a Trust F1, F3, F4
holding STT Common Stock 258K Aug 12, 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Trustee of the Ronald O'Hanley Irrevocable Trust on February 27, 2025. See also Footnote 3.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.46 through $111.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3 By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.46 through $111.51 inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.