Elizabeth F. Whited - 24 Nov 2021 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
EVP & CHIEF HR OFFICER
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Elizabeth F. Whited
Issuer symbol
UNP
Transactions as of
24 Nov 2021
Net transactions value
-$627,490
Form type
4
Filing time
24 Nov 2021, 16:42:10 UTC
Previous filing
12 Nov 2021
Next filing
30 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Options Exercise $1,455,118 +11,654 +38% $124.86 42,530 24 Nov 2021 Direct
transaction UNP Common Stock Tax liability $1,455,278 -5,883 -14% $247.37 36,647 24 Nov 2021 Direct
transaction UNP Common Stock Tax liability $627,330 -2,536 -6.9% $247.37 34,111 24 Nov 2021 Direct
holding UNP Common Stock 11,207 24 Nov 2021 By Deferral Account F1
holding UNP Common Stock 35,640 24 Nov 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -11,654 -54% $0.000000 10,000 24 Nov 2021 Common Stock 11,654 $124.86 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2 This option became exercisable in three equal installments starting one year from the grant date.