Elizabeth F. Whited - 06 Dec 2021 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
EVP & CHIEF HR OFFICER
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Elizabeth F. Whited
Issuer symbol
UNP
Transactions as of
06 Dec 2021
Net transactions value
-$306,596
Form type
4
Filing time
07 Dec 2021, 16:31:05 UTC
Previous filing
30 Nov 2021
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Options Exercise $308,354 +2,510 +7.4% $122.85 36,621 06 Dec 2021 Direct
transaction UNP Common Stock Sale $614,950 -2,510 -6.9% $245.00 34,111 06 Dec 2021 Direct F1
holding UNP Common Stock 11,207 06 Dec 2021 By Deferral Account F2
holding UNP Common Stock 35,640 06 Dec 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -2,510 -100% $0.000000* 0 06 Dec 2021 Common Stock 2,510 $122.85 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2021.
F2 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F3 This option became exercisable in three equal installments starting one year from the grant date.