Elizabeth F. Whited - 10 Jan 2022 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
EVP & CHIEF HR OFFICER
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Elizabeth F. Whited
Issuer symbol
UNP
Transactions as of
10 Jan 2022
Net transactions value
-$426,444
Form type
4
Filing time
12 Jan 2022, 17:04:03 UTC
Previous filing
14 Dec 2021
Next filing
14 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Award $1,708 +7 +0.02% $250.28 34,125 10 Jan 2022 Direct F1
transaction UNP Common Stock Options Exercise $936,450 +7,500 +22% $124.86 41,625 10 Jan 2022 Direct
transaction UNP Common Stock Tax liability $936,571 -3,676 -8.8% $254.78 37,949 10 Jan 2022 Direct
transaction UNP Common Stock Tax liability $428,030 -1,680 -4.4% $254.78 36,269 10 Jan 2022 Direct
holding UNP Common Stock 11,241 10 Jan 2022 By Deferral Account F2
holding UNP Common Stock 35,640 10 Jan 2022 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -7,500 -100% $0.000000* 0 10 Jan 2022 Common Stock 7,500 $124.86 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase pursuant to the 2021 Employee Stock Purchase Plan.
F2 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F3 This option became exercisable in three equal installments starting one year from the grant date.