Stephen A. Ellis - 15 Dec 2023 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
15 Dec 2023
Transactions value $
$58,018
Form type
4
Filing time
19 Dec 2023, 20:44:21 UTC
Previous filing
04 Oct 2023
Next filing
04 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $58K +2.25K +43.65% $25.82 7.4K 15 Dec 2023 Direct F1
holding SCHW Common Stock 106K 15 Dec 2023 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -2.25K -100% $0.00* 0 15 Dec 2023 Common Stock 2.25K $25.82 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the contribution of 2,247 shares received upon exercise of the option to a trust.
F2 Includes 1,359.6073 shares acquired through dividend reinvestment and 2,593 shares previously owned directly that were contributed to a trust.
F3 The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.