Christopher Cade - 01 Mar 2022 Form 4 Insider Report for AUTONATION, INC. (AN)

Role
SVP and CAO
Signature
/s/ C. Coleman Edmunds, Attorney-in-Fact
Issuer symbol
AN
Transactions as of
01 Mar 2022
Net transactions value
-$614,184
Form type
4
Filing time
03 Mar 2022, 17:49:20 UTC
Next filing
28 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AN Common Stock, par value $0.01 per share Options Exercise +2,034 2,034 01 Mar 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +3,582 +176% 5,616 01 Mar 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +2,839 +51% 8,455 01 Mar 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +3,975 +47% 12,430 01 Mar 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +1,639 +13% 14,069 01 Mar 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Tax liability $614,184 -5,442 -39% $112.86 8,627 01 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AN Restricted Stock Units Options Exercise $0 -2,034 -100% $0.000000* 0 01 Mar 2022 Common Stock, par value $0.01 per share 2,034 Direct F1, F2
transaction AN Restricted Stock Units Options Exercise $0 -3,582 -50% $0.000000 3,583 01 Mar 2022 Common Stock, par value $0.01 per share 3,582 Direct F1, F3
transaction AN Restricted Stock Units Options Exercise $0 -2,839 -33% $0.000000 5,678 01 Mar 2022 Common Stock, par value $0.01 per share 2,839 Direct F1, F4
transaction AN Restricted Stock Units Options Exercise $0 -3,975 -100% $0.000000* 0 01 Mar 2022 Common Stock, par value $0.01 per share 3,975 Direct F1, F5
transaction AN Restricted Stock Units Options Exercise $0 -1,639 -25% $0.000000 4,920 01 Mar 2022 Common Stock, par value $0.01 per share 1,639 Direct F1, F6
transaction AN Restricted Stock Units Award $0 +4,430 $0.000000 4,430 01 Mar 2022 Common Stock, par value $0.01 per share 4,430 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2 The reporting person received a grant of 8,136 restricted stock units on March 1, 2018. The restricted stock units vested in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3 The reporting person received a grant of 14,330 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F4 The reporting person received a grant of 11,355 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F5 The reporting person received a grant of 7,949 restricted stock units on March 2, 2020. The restricted stock units vested in 50% annual increments on March 2, 2021 and March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F6 The reporting person received a grant of 6,559 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F7 The restricted stock units were granted on March 1, 2022 and will vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.