RICHARD SMITH - 21 Oct 2025 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
CEO & President, Director
Signature
/s/Richard Smith by Janine Howard, Attorney-in-Fact
Issuer symbol
TCBK
Transactions as of
21 Oct 2025
Net transactions value
-$334,115
Form type
4
Filing time
10 Dec 2025, 19:12:39 UTC
Previous filing
13 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SMITH RICHARD P CEO & President, Director 63 CONSTITUTION DRIVE, CHICO /s/Richard Smith by Janine Howard, Attorney-in-Fact 10 Dec 2025 0001198468

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +3,448 +1.3% 274,640 21 Oct 2025 Direct F1
transaction TCBK Common Stock Tax liability $85,422 -2,018 -0.73% $42.33 272,622 21 Oct 2025 Direct F2
transaction TCBK Common Stock Options Exercise +8,796 +3.2% 281,418 01 Dec 2025 Direct F3
transaction TCBK Common Stock Tax liability $248,694 -5,150 -1.8% $48.29 276,268 01 Dec 2025 Direct F2
holding TCBK Common Stock 273 21 Oct 2025 By spouse
holding TCBK Common Stock 1,122,850 21 Oct 2025 ESOP Trustee
holding TCBK Common Stock 42,972 21 Oct 2025 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Options Exercise $0 -3,448 -12% $0.000000 25,107 21 Oct 2025 Common Stock 3,448 Direct F1
transaction TCBK Performance Stock Unit Options Exercise $0 -9,397 -20% $0.000000 37,150 01 Dec 2025 Common Stock 9,397 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/21/2025) was $42.33.
F2 Reflects shares withheld to pay toward tax liability.
F3 Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant). PSUs vested at 93.61% on December 1, 2025.

Remarks:

This filing was delayed due to delays in obtaining valid filing credentials from EDGAR Next.