JAMES D. NEFF - 02 Mar 2022 Form 4 Insider Report for HORIZON BANCORP INC /IN/ (HBNC)

Role
President
Signature
Mark E. Secor, as Attorney-in-Fact for James D. Neff
Issuer symbol
HBNC
Transactions as of
02 Mar 2022
Transactions value $
-$70,721
Form type
4
Filing time
04 Mar 2022, 11:08:42 UTC
Previous filing
18 Jan 2022
Next filing
23 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBNC Common Stock Options Exercise $48K +4.63K +3.1% $10.38 154K 02 Mar 2022 Direct
transaction HBNC Common Stock Sale -$93.7K -4.63K -3.01% $20.25 149K 02 Mar 2022 Direct
transaction HBNC Common Stock Options Exercise $51.6K +3.08K +2.06% $16.76 152K 02 Mar 2022 Direct
transaction HBNC Common Stock Sale -$62.3K -3.08K -2.02% $20.25 149K 02 Mar 2022 Direct
transaction HBNC Common Stock Options Exercise $68.3K +4.08K +2.73% $16.74 153K 02 Mar 2022 Direct
transaction HBNC Common Stock Sale -$82.6K -4.08K -2.66% $20.25 149K 02 Mar 2022 Direct
holding HBNC Common Stock 19.2K 02 Mar 2022 By Thrift Plan F1
holding HBNC Common Stock 12.5K 02 Mar 2022 By ESOP F1
holding HBNC Common Stock 45.1K 02 Mar 2022 By SERP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HBNC Employee Stock Option Options Exercise $0 -4.63K -100% $0.00* 0 02 Mar 2022 Common Stock 4.63K $10.38 Direct F2
transaction HBNC Employee Stock Option Options Exercise $0 -3.08K -100% $0.00* 0 02 Mar 2022 Common Stock 3.08K $16.76 Direct F3
transaction HBNC Employee Stock Option Options Exercise $0 -4.08K -66.66% $0.00 2.04K 02 Mar 2022 Common Stock 4.08K $16.74 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
F2 The option was granted 03/15/2016 and vested in three equal installments beginning on the first anniversary of the date of the grant.
F3 The option was granted 03/21/2017 and vested in three equal installments beginning on the first anniversary of the date of the grant.
F4 The option was granted 03/19/2019 and vested in three equal installments beginning on the first anniversary of the date of the grant.