JEFFREY A. STOPKO - 27 Oct 2021 Form 4 Insider Report for AMERISERV FINANCIAL INC /PA/ (ASRV)

Role
President & CEO ASRV & Bank
Signature
Sharon M. Callihan, Attorney-in-Fact
Issuer symbol
ASRV
Transactions as of
27 Oct 2021
Transactions value $
$17,875
Form type
4
Filing time
27 Oct 2021, 11:43:28 UTC
Previous filing
07 Sep 2021
Next filing
22 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRV Common Options Exercise $17.9K +6.5K +7.47% $2.75 93.5K 27 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRV Common Stock (Right to Buy) Options Exercise $0 -6.5K -29.55% $0.00 15.5K 27 Oct 2021 Common 6.5K $2.75 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 38,262 shares are held jointly with Mr. Stopko's wife.
F2 The options vest in three equal annual installments beginning on 3/15/13 subject to acceleration or forfeiture in certain specified circumstances.