JOHN C. DAVI - 05 Nov 2021 Form 4 Insider Report for REGIS CORP (RGS)

Role
EVP, Chief Technology Officer
Signature
/s/ Emily A. Donaher, by power-of-attorney
Issuer symbol
RGS
Transactions as of
05 Nov 2021
Net transactions value
$0
Form type
4
Filing time
09 Nov 2021, 15:26:06 UTC
Previous filing
18 Oct 2021
Next filing
30 Aug 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGS Stock Options Award $0 +75,000 $0.000000 75,000 05 Nov 2021 Common Stock 75,000 $2.76 Direct F1
transaction RGS Stock Appreciation Rights Award $0 +75,000 $0.000000 75,000 05 Nov 2021 Common Stock 75,000 $2.76 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.