David D. Kaiser - 29 Dec 2021 Form 4 Insider Report for ARROW FINANCIAL CORP (AROW)

Role
SVP
Signature
Thomas J. Murphy, Attorney in Fact
Issuer symbol
AROW
Transactions as of
29 Dec 2021
Net transactions value
$0
Form type
4
Filing time
27 Jan 2022, 09:48:07 UTC
Previous filing
10 Sep 2021
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AROW Common Stock Gift $0 -720 -20% $0.000000 2,966 29 Dec 2021 Shares held by the revocable Kaiser Family Trust F2
holding AROW Common Stock 15,590 29 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AROW Employee Stock Option (Right to Buy) Award $0 +5,000 $0.000000 5,000 26 Jan 2022 Common Stock 5,000 $35.83 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The information provided reflects 125 shares acquired under the Company's DRIP and 255 shares acquired via stock dividend since September 9, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2 The information provided reflects 107 shares acquired via stock dividends since September 09, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3 The option vests in four equal annual installments beginning January 26, 2023