Kevin Cummings - 06 Apr 2022 Form 4 Insider Report for CITIZENS FINANCIAL GROUP INC/RI (CFG)

Role
Director
Signature
/s/ Lindsey Cameron as Attorney-in-Fact
Issuer symbol
CFG
Transactions as of
06 Apr 2022
Transactions value $
$0
Form type
4
Filing time
08 Apr 2022, 16:21:08 UTC
Previous filing
25 Jun 2021
Next filing
02 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFG Common Stock Award $0 +183 +0.04% $0.00 452K 06 Apr 2022 Direct F1
holding CFG Common Stock 23.7K 06 Apr 2022 By IRA
holding CFG Common Stock 4.26K 06 Apr 2022 By 401K
holding CFG Common Stock 15K 06 Apr 2022 By Former ISBC ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFG Stock Options 172K 06 Apr 2022 Common Stock 172K $38.33 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
F2 Shares allocated for the benefit of the reporting person under the Investors Bancorp, Inc. Employee Stock Ownership Plan ("ESOP").
F3 The option became exercisable as to 42,959 shares on July 22, 2019, 42,959 shares on June 23, 2020, 42,959 shares on June 23, 2021, and 42,963 shares on April 6, 2022.