Amy Horton - Feb 17, 2023 Form 4 Insider Report for ARTIVION, INC. (AORT)

Role
VP, Chief Accounting Officer
Signature
/s/ Amy Horton
Stock symbol
AORT
Transactions as of
Feb 17, 2023
Transactions value $
-$277,675
Form type
4
Date filed
2/21/2023, 07:33 AM
Previous filing
Dec 16, 2022
Next filing
Mar 1, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AORT Common Stock Options Exercise $181K +17.7K +17.72% $10.24 118K Feb 17, 2023 Direct F1
transaction AORT Common Stock Sale -$211K -15K -12.75% $14.08 103K Feb 17, 2023 Direct F1, F2
transaction AORT Common Stock Options Exercise $30.7K +3K +2.92% $10.24 106K Feb 17, 2023 Direct F1
transaction AORT Common Stock Sale -$42.4K -3K -2.84% $14.13 103K Feb 17, 2023 Direct F1, F3
transaction AORT Common Stock Tax liability -$5.07K -363 -0.35% $13.96 102K Feb 17, 2023 Direct F4
transaction AORT Common Stock Tax liability -$15.5K -1.11K -1.08% $13.96 101K Feb 19, 2023 Direct F5
transaction AORT Common Stock Tax liability -$3.6K -258 -0.25% $13.96 101K Feb 19, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AORT Stock Options (Right to buy) Options Exercise -$181K -17.7K -100% $10.24 0 Feb 17, 2023 Commn Stock 17.7K $10.24 Direct F6
transaction AORT Stock Options (Right to buy) Options Exercise -$30.7K -3K -100% $10.24 0 Feb 17, 2023 Common Stock 3K $10.24 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2022
F2 Reflects weighted average price. Range of prices were between $13.79 to $15.18. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full informationregarding the number of shares sold at each separate price.
F3 Reflects weighted average price. Range of prices were between $13.65 to $15.18. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full informationregarding the number of shares sold at each separate price
F4 These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.
F5 Represent shares of restricted stock that were withheld for taxes on the grant vest date.
F6 Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017.