Mink Brook Asset Management LLC - Apr 16, 2025 Form 3 Insider Report for DLH Holdings Corp. (DLHC)

Role
10%+ Owner
Signature
/s/ William Mueller
Stock symbol
DLHC
Transactions as of
Apr 16, 2025
Transactions value $
$0
Form type
3
Date filed
4/25/2025, 05:09 PM
Next filing
Apr 30, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DLHC Common Stock, par value $0.001 per share ("Common Stock") 1.31M Apr 16, 2025 By Mink Brook Partners LP F1, F2, F3
holding DLHC Common Stock, par value $0.001 per share ("Common Stock") 694K Apr 16, 2025 By Mink Brook Opportunity Fund LP F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
F2 The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
F3 Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4 Represents securities owned directly by Mink Brook Opportunity Fund LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.