John P. Hill - 18 Sep 2025 Form 4 Insider Report for Clearfield, Inc. (CLFD)

Role
Chief Operating Officer
Signature
Lucia Madan by Power of Attorney for John P. Hill
Issuer symbol
CLFD
Transactions as of
18 Sep 2025
Net transactions value
-$216,861
Form type
4
Filing time
22 Sep 2025, 11:51:37 UTC
Previous filing
02 Jul 2025
Next filing
19 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hill John P Chief Operating Officer 7050 WINNETKA AVE. N., SUITE 100, BROOKLYN PARK Lucia Madan by Power of Attorney for John P. Hill 22 Sep 2025 0001449386

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLFD Common Stock Options Exercise $422,002 +17,776 +12% $23.74 170,520 18 Sep 2025 Direct F1
transaction CLFD Common Stock Tax liability $478,940 -14,000 -8.2% $34.21 156,520 18 Sep 2025 Direct
transaction CLFD Common Stock Options Exercise $298,320 +24,000 +15% $12.43 180,520 18 Sep 2025 Direct F2
transaction CLFD Common Stock Tax liability $458,243 -13,395 -7.4% $34.21 167,125 18 Sep 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLFD Employee Stock Option (Right to buy) Options Exercise $0 +17,776 +118% $0.000000 32,797 18 Sep 2025 Common Stock 17,776 $23.74 Direct F3
transaction CLFD Employee Stock Option (Right to buy) Options Exercise $0 +24,000 $0.000000 8,797 18 Sep 2025 Common Stock 24,000 $12.43 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercised as options were set to expire on November 16, 2025.
F2 Exercised as options were set to expire on November 13, 2025.
F3 The stock option exercised vested in 1/3rd increments beginning 11/16/2021 through 11/16/2023.
F4 The stock option exercised vested in 1/5th increments beginning 11/13/2020 through 11/13/2024.