Frank Bisignano - 23 Feb 2024 Form 4 Insider Report for FISERV INC (FI)

Role
Chairman, President and CEO, Director
Signature
/s/ Eric C. Nelson (attorney-in-fact)
Issuer symbol
FI
Transactions as of
23 Feb 2024
Net transactions value
-$34,901,104
Form type
4
Filing time
27 Feb 2024, 16:46:56 UTC
Previous filing
23 Feb 2024
Next filing
01 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Tax liability $2,595,333 -17,215 -0.58% $150.76 2,955,735 23 Feb 2024 Direct F1
transaction FI Common Stock Options Exercise $23,623,973 +447,339 +15% $52.81 3,403,074 23 Feb 2024 Direct
transaction FI Common Stock Tax liability $47,256,174 -313,453 -9.2% $150.76 3,089,621 23 Feb 2024 Direct F2
transaction FI Common Stock Options Exercise $5,225,228 +126,427 +4.1% $41.33 3,216,048 23 Feb 2024 Direct
transaction FI Common Stock Tax liability $12,699,419 -84,236 -2.6% $150.76 3,131,812 23 Feb 2024 Direct F2
transaction FI Common Stock Tax liability $1,199,377 -7,945 -0.25% $150.96 3,123,867 26 Feb 2024 Direct F1
holding FI Common Stock 14,235 23 Feb 2024 By Spouse
holding FI Common Stock 4,690 23 Feb 2024 See Footnote F3
holding FI Common Stock 707 23 Feb 2024 See Footnote F3
holding FI Common Stock 1,134 23 Feb 2024 See Footnote F3
holding FI Common Stock 17,173 23 Feb 2024 See Footnote F4
holding FI Common Stock 81,550 23 Feb 2024 By Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -447,339 -100% $0.000000* 0 23 Feb 2024 Common Stock 447,339 $52.81 Direct
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -126,427 -100% $0.000000* 0 23 Feb 2024 Common Stock 126,427 $41.33 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
F2 Reflects payment of option cost and tax obligation by withholding securities incident to exercise of stock options.
F3 These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor.
F4 Held by the Frank J. Bisignano 2022 Grantor Retained Annuity Trust.
F5 These shares are held by trusts, of which the reporting person serves as trustee, for the benefit of the reporting person's children.