ROBERT H. SCHOTTENSTEIN - 28 Apr 2023 Form 4 Insider Report for M/I HOMES, INC. (MHO)

Role
Chairman, CEO & President, Director
Signature
/s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein
Issuer symbol
MHO
Transactions as of
28 Apr 2023
Net transactions value
+$1,994,778
Form type
4
Filing time
02 May 2023, 16:10:28 UTC
Previous filing
21 Feb 2023
Next filing
30 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MHO Common Shares Options Exercise $530,304 +19,200 +19% $27.62 118,086 28 Apr 2023 Direct F1
transaction MHO Common Shares Options Exercise $2,533,800 +60,000 +51% $42.23 178,086 28 Apr 2023 Direct F1
transaction MHO Common Shares Options Exercise $1,142,160 +24,000 +13% $47.59 202,086 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $333,896 -5,021 -2.5% $66.50 197,065 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $77,883 -1,171 -0.59% $66.51 195,894 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $73,172 -1,100 -0.56% $66.52 194,794 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $90,947 -1,367 -0.7% $66.53 193,427 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $93,356 -1,403 -0.73% $66.54 192,024 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $99,958 -1,502 -0.78% $66.55 190,522 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $41,866 -629 -0.33% $66.56 189,893 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $6,390 -96 -0.05% $66.56 189,797 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $23,433 -352 -0.19% $66.57 189,445 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $45,607 -685 -0.36% $66.58 188,760 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $55,869 -839 -0.44% $66.59 187,921 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $6,660 -100 -0.05% $66.60 187,821 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $62,138 -933 -0.5% $66.60 186,888 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $61,881 -929 -0.5% $66.61 185,959 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $75,347 -1,131 -0.61% $66.62 184,828 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $6,663 -100 -0.05% $66.63 184,728 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $68,429 -1,027 -0.56% $66.63 183,701 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $52,312 -785 -0.43% $66.64 182,916 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $233,608 -3,505 -1.9% $66.65 179,411 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $28,928 -434 -0.24% $66.66 178,977 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $194,447 -2,917 -1.6% $66.66 176,060 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $163,141 -2,447 -1.4% $66.67 173,613 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $150,697 -2,260 -1.3% $66.68 171,353 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $8,002 -120 -0.07% $66.68 171,233 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $153,587 -2,303 -1.3% $66.69 168,930 28 Apr 2023 Direct F1
transaction MHO Common Shares Sale $3,268 -49 -0.03% $66.70 168,881 28 Apr 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MHO Option to Purchase Common Shares Options Exercise $0 -19,200 -50% $0.000000 19,200 28 Apr 2023 Common Shares 19,200 $27.62 Direct F1, F2
transaction MHO Option to Purchase Common Shares Options Exercise $0 -60,000 -60% $0.000000 40,000 28 Apr 2023 Common Shares 60,000 $42.23 Direct F1, F3
transaction MHO Option to Purchase Common Shares Options Exercise $0 -24,000 -20% $0.000000 96,000 28 Apr 2023 Common Shares 24,000 $47.59 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2 The options described on this line vested on February 19, 2023.
F3 Of the options described on this line, 20,000 vested on February 18, 2021, 20,000 vested on February 18, 2022 and 20,000 Vested on February 18, 2023.
F4 The options described on this line vested on February 17, 2023.