ROBERT H. SCHOTTENSTEIN - 28 Jul 2023 Form 4 Insider Report for M/I HOMES, INC. (MHO)

Role: Chairman, CEO & President, Director
Signature: /s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein
Issuer symbol: MHO
Transactions as of: 28 Jul 2023
Net transactions value: +$1,549,745
Form type: 4
Filing time: 31 Jul 2023, 16:05:24 UTC
Previous filing: 30 May 2023
Next filing: 09 Aug 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MHO	Common Shares	Options Exercise	$2,072,800	+40,000	+40%	$51.82	138,886	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$39,186	-400	-0.29%	$97.96	138,486	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,596	-200	-0.14%	$97.98	138,286	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,799	-100	-0.07%	$97.99	138,186	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,800	-100	-0.07%	$98.00	138,086	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,801	-100	-0.07%	$98.01	137,986	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,803	-100	-0.07%	$98.03	137,886	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,607	-200	-0.15%	$98.04	137,686	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$29,412	-300	-0.22%	$98.04	137,386	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,609	-200	-0.15%	$98.04	137,186	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,612	-200	-0.15%	$98.06	136,986	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$6,276	-64	-0.05%	$98.07	136,922	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,616	-200	-0.15%	$98.08	136,722	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$39,240	-400	-0.29%	$98.10	136,322	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,622	-200	-0.15%	$98.11	136,122	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,624	-200	-0.15%	$98.12	135,922	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,812	-100	-0.07%	$98.12	135,822	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,626	-200	-0.15%	$98.13	135,622	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,814	-100	-0.07%	$98.14	135,522	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,817	-100	-0.07%	$98.17	135,422	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,819	-100	-0.07%	$98.19	135,322	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$58,920	-600	-0.44%	$98.20	134,722	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,642	-200	-0.15%	$98.21	134,522	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,822	-100	-0.07%	$98.22	134,422	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,646	-200	-0.15%	$98.23	134,222	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,824	-100	-0.07%	$98.24	134,122	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$16,406	-167	-0.12%	$98.24	133,955	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,825	-100	-0.07%	$98.25	133,855	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$19,652	-200	-0.15%	$98.26	133,655	28 Jul 2023	Direct	F1
transaction	MHO	Common Shares	Sale	$9,826	-100	-0.07%	$98.26	133,555	28 Jul 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MHO	Option to Purchase Common Shares	Options Exercise	$0	-40,000	-40%	$0.000000	60,000	28 Jul 2023	Common Shares	40,000	$51.82	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2	Of the options described on this line, 20,000 vested on February 16, 2022 and 20,000 vested on February 16, 2023.

Content

The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Of the options described on this line, 20,000 vested on February 16, 2022 and 20,000 vested on February 16, 2023.