Patrick Huvane - 30 May 2023 Form 4 Insider Report for Associated Capital Group, Inc. (AC)

Role
Interim Co-CFO
Signature
/s/ Patrick Huvane
Issuer symbol
AC
Transactions as of
30 May 2023
Net transactions value
+$118,830
Form type
4
Filing time
13 Jun 2023, 16:13:43 UTC
Previous filing
29 Dec 2022
Next filing
21 Jan 2026
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AC Phantom RSA Award $118,830 +3,000 $39.61 3,000 30 May 2023 Class A Common Stock 3,000 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
F2 Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.