Gary D. Fields - May 11, 2023 Form 4 Insider Report for AAON, INC. (AAON)

Role: President and CEO, Director
Signature: Gary D. Fields
Stock symbol: AAON
Transactions as of: May 11, 2023
Transactions value $: -$4,003,416
Form type: 4
Date filed: 5/15/2023, 04:32 PM
Previous filing: Mar 16, 2023
Next filing: Jun 16, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAON	Common Stock, par value $.004	Tax liability	-$10.5K	-110	-0.28%	$95.79	39.8K	May 11, 2023	Direct
transaction	AAON	Common Stock, par value $.004	Options Exercise	$18.6K	+504	+1.27%	$36.95	40.3K	May 11, 2023	Direct
transaction	AAON	Common Stock, par value $.004	Sale	-$48.9K	-504	-1.25%	$97.04	39.8K	May 11, 2023	Direct	F1
transaction	AAON	Common Stock, par value $.004	Tax liability	-$9.28K	-98	-0.25%	$94.69	39.7K	May 12, 2023	Direct
transaction	AAON	Common Stock, par value $.004	Options Exercise	$449K	+12.2K	+30.6%	$36.95	51.9K	May 12, 2023	Direct
transaction	AAON	Common Stock, par value $.004	Sale	-$1.15M	-12.2K	-23.43%	$94.86	39.7K	May 12, 2023	Direct	F2
transaction	AAON	Common Stock, par value $.004	Options Exercise	$571K	+13.8K	+34.74%	$41.37	53.5K	May 12, 2023	Direct
transaction	AAON	Common Stock, par value $.004	Sale	-$1.31M	-13.8K	-25.78%	$94.86	39.7K	May 12, 2023	Direct	F2
holding	AAON	Common Stock, par value $.004						4.5K	May 11, 2023	Custodian for the benefit of his grandchildren
holding	AAON	Common Stock, par value $.004						3.29K	May 11, 2023	401(k) Plan

Showing 1 to 10 of 10 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AAON	Stock Option (Right to Buy)	Options Exercise	-$48.9K	-504	-3.98%	$97.04	12.2K	May 11, 2023	Common Stock	504	$36.95	Direct	F1
transaction	AAON	Stock Option (Right to Buy)	Options Exercise	-$1.15M	-12.2K	-100%	$94.86	0	May 12, 2023	Common Stock	12.2K	$36.95	Direct	F2
transaction	AAON	Stock Option (Right to Buy)	Options Exercise	-$1.31M	-13.8K	-22.04%	$94.86	48.8K	May 12, 2023	Common Stock	13.8K	$41.37	Direct	F2
holding	AAON	Stock Option (Right to Buy)						43K	May 11, 2023	Common Stock	43K	$44.22	Direct
holding	AAON	Stock Option (Right to Buy)						39.3K	May 11, 2023	Common Stock	39.3K	$47.54	Direct
holding	AAON	Stock Option (Right to Buy)						31.5K	May 11, 2023	Common Stock	31.5K	$73.36	Direct
holding	AAON	Stock Option (Right to Buy)						28.6K	May 11, 2023	Common Stock	28.6K	$54.20	Direct
holding	AAON	Stock Option (Right to Buy)						21.3K	May 11, 2023	Common Stock	21.3K	$93.05	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $97.00 to $97.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2	This transaction was executed in multiple trades at prices ranging from $93.68 to $96.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.