Paul R. Johnston - Jan 3, 2025 Form 5 Insider Report for EXPONENT INC (EXPO)

Role
Director
Signature
By: Wendy Whitehouse For: Paul R. Johnston
Stock symbol
EXPO
Transactions as of
Jan 3, 2025
Transactions value $
-$330,382
Form type
5
Date filed
2/13/2025, 08:37 PM
Previous filing
Nov 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXPO Common Stock Options Exercise $213K +5.7K +9.59% $37.45 65.1K Nov 21, 2024 Direct F1
transaction EXPO Common Stock Sale -$544K -5.7K -8.75% $95.41 59.4K Nov 21, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXPO Non-Qualified Stock Option (right to buy) Options Exercise -5.7K -100% 0 Nov 21, 2024 Common Stock 5.7K $37.45 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Reporting the stock option exercise of 5,700 shares on 11/21/2024 that was not previously reported on a Form 4.
F2 The stock option becomes exercisable in four equal annual installments.
F3 Not applicable.