PAUL R. JOHNSTON - 03 Jan 2025 Form 5 Insider Report for EXPONENT INC (EXPO)

Role
Director
Signature
By: Wendy Whitehouse For: Paul R. Johnston
Issuer symbol
EXPO
Transactions as of
03 Jan 2025
Transactions value $
-$330,382
Form type
5
Filing time
13 Feb 2025, 20:37:17 UTC
Previous filing
20 Nov 2024
Next filing
09 Jun 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXPO Common Stock Options Exercise $213K +5.7K +9.59% $37.45 65.1K 21 Nov 2024 Direct F1
transaction EXPO Common Stock Sale -$544K -5.7K -8.75% $95.41 59.4K 21 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXPO Non-Qualified Stock Option (right to buy) Options Exercise -5.7K -100% 0 21 Nov 2024 Common Stock 5.7K $37.45 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Reporting the stock option exercise of 5,700 shares on 11/21/2024 that was not previously reported on a Form 4.
F2 The stock option becomes exercisable in four equal annual installments.
F3 Not applicable.