MARK JON NELSON - 08 Jan 2022 Form 4 Insider Report for LATTICE SEMICONDUCTOR CORP (LSCC)

Role
VP Corp, Sales
Signature
By: Byron W. Milstead, Attorney in Fact For: Mark J. Nelson
Issuer symbol
LSCC
Transactions as of
08 Jan 2022
Net transactions value
-$4,112,705
Form type
4
Filing time
11 Jan 2022, 17:12:09 UTC
Previous filing
16 Nov 2021
Next filing
03 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSCC Common Stock Options Exercise $0 +110,784 +176% $0.000000 173,704 08 Jan 2022 Direct F1
transaction LSCC Common Stock Sale $3,772,577 -54,826 -32% $68.81 118,878 08 Jan 2022 Direct F2
transaction LSCC Common Stock Options Exercise $0 +13,859 +12% $0.000000 132,737 08 Jan 2022 Direct F1
transaction LSCC Common Stock Sale $340,128 -4,943 -3.7% $68.81 127,794 08 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSCC Performance Restricted Stock Unit (PRSU) Options Exercise $0 -110,784 -56% $0.000000 85,823 08 Jan 2022 Common Stock 110,784 $0.000000 Direct F3, F4, F5
transaction LSCC Restricted Stock Unit (RSU) Options Exercise $0 -13,859 -7.7% $0.000000 165,659 08 Jan 2022 Common Stock 13,859 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units - no purchase price for this transaction.
F2 These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3 Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4 Grants of Performance Restricted Stock Units vest as follows: one-third on each of 1/8/2020, 1/8/2021 and 1/8/2022 upon achievement of the performance conditions.
F5 Not applicable.