Alan E. Smith - 18 May 2021 Form 4 Insider Report for GRAHAM CORP (GHM)

Role: VP & General Manager - Batavia
Signature: /s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith
Issuer symbol: GHM
Transactions as of: 18 May 2021
Net transactions value: -$5,905
Form type: 4
Filing time: 20 May 2021, 16:17:49 UTC
Previous filing: 02 Jun 2021
Next filing: 10 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GHM	Common Stock	Disposed to Issuer	$0	-1,611	-3.4%	$0.000000	45,782	18 May 2021	Direct	F1
transaction	GHM	Common Stock	Tax liability	$5,905	-388	-0.85%	$15.22	45,394	18 May 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	GHM	Stock Option (Right to Buy)						6,059	18 May 2021	Common Stock	6,059	$18.65	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares forfeited under the terms of Mr. Smith's May 30, 2018 performance-vested restricted stock award.
F2	Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.