Randy Vandagriff - Sep 3, 2021 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Vice President
Signature
/s/ Roger W. Byrd, Attorney-in-fact for Randy Vandagriff
Stock symbol
KODK
Transactions as of
Sep 3, 2021
Transactions value $
-$12,895
Form type
4
Date filed
9/8/2021, 06:10 PM
Next filing
Mar 24, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +6.41K +38.31% $0.00 23.1K Sep 3, 2021 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability -$12.9K -1.79K -7.72% $7.22 21.4K Sep 3, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -6.41K -100% $0.00* 0 Sep 3, 2021 Common Stock, par value $.01 6.41K $0.00 Direct F3
holding KODK Stock Option (Right to Buy) 15K Sep 3, 2021 Common Stock, par value $.01 15K $3.03 Direct F4
holding KODK Stock Option (Right to Buy) 10K Sep 3, 2021 Common Stock, par value $.01 10K $4.53 Direct F4
holding KODK Stock Option (Right to Buy) 10K Sep 3, 2021 Common Stock, par value $.01 10K $6.03 Direct F4
holding KODK Stock Option (Right to Buy) 10K Sep 3, 2021 Common Stock, par value $.01 10K $12.00 Direct F4
holding KODK Stock Option (Right to Buy) 11.6K Sep 3, 2021 Common Stock, par value $.01 11.6K $20.25 Direct F5
holding KODK Stock Option (Right to Buy) 7.92K Sep 3, 2021 Common Stock, par value $.01 7.92K $12.63 Direct F5
holding KODK Stock Option (Right to Buy) 152K Sep 3, 2021 Common Stock, par value $.01 152K $12.50 Direct F5
holding KODK Stock Option (Right to Buy) 30.9K Sep 3, 2021 Common Stock, par value $.01 30.9K $3.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3 These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.
F4 This option vested one-third on 7/27/2021 and vests one-third on each of 7/27/2022 and 7/27/2023.
F5 These securities are fully vested as of the date of this report.