ANDREW M. SAPERSTEIN - 17 Jul 2025 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Co-President
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
17 Jul 2025
Transactions value $
-$6,141,714
Form type
4
Filing time
18 Jul 2025, 16:10:22 UTC
Previous filing
02 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SAPERSTEIN ANDREW M Co-President C/O MORGAN STANLEY, 1585 BROADWAY, NEW YORK /s/ Martin M. Cohen, Attorney-in-Fact 18 Jul 2025 0001362383

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Sale -$3.12M -22.2K -50.97% $140.68 21.4K 17 Jul 2025 By Grantor Retained Annuity Trust F1, F2
transaction MS Common Stock Sale -$3.02M -21.4K -100% $141.28 0 17 Jul 2025 By Grantor Retained Annuity Trust F3
holding MS Common Stock 294K 17 Jul 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.01 to $141.00, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Since the Reporting Person's last report, 43,566 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.01 to $141.68, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.