KEITH M. ROSENBLOOM - 18 May 2023 Form 4 Insider Report for AMERICAN VANGUARD CORP (AVD)

Role
Director
Signature
/s/ Keith M. Rosenbloom
Issuer symbol
AVD
Transactions as of
18 May 2023
Transactions value $
$1,118,736
Form type
4
Filing time
22 May 2023, 20:07:06 UTC
Previous filing
24 Jul 2023
Next filing
24 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVD Common Stock Purchase $110K +6.5K +0.63% $16.97 1.04M 18 May 2023 See footnote F1, F2
transaction AVD Common Stock Purchase $1.01M +56.8K +5.47% $17.77 1.09M 19 May 2023 See footnote F2, F3
holding AVD Common Stock 3.22K 18 May 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $16.9675 to $16.9727. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2 Cruiser Capital serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest.
F3 The price in Column 4 is a weighted average price. The prices actually received ranged from $17.77 to $17.78. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.