NEIL J. HENNESSY - 19 May 2023 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Neil J. Hennessy
Issuer symbol
HNNA
Transactions as of
19 May 2023
Transactions value $
$82,830
Form type
4
Filing time
23 May 2023, 11:19:09 UTC
Previous filing
27 Dec 2022
Next filing
24 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Purchase $36.1K +5.2K +0.26% $6.95 2.03M 19 May 2023 Direct F1
transaction HNNA Common Stock Purchase $46.7K +6.8K +0.33% $6.87 2.04M 22 May 2023 Direct F2
holding HNNA Common Stock 25.3K 19 May 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $6.90 to $6.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2 The price in Column 4 is a weighted average price. The prices actually received ranged from $6.80 to $6.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.