Doug Moran - 07 Dec 2023 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
Senior VP and COO
Signature
/s/ Robert E. Riva by Power of Attorney
Issuer symbol
DFH
Transactions as of
07 Dec 2023
Transactions value $
-$700,000
Form type
4
Filing time
08 Dec 2023, 16:57:58 UTC
Previous filing
22 Jun 2023
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Sale -$700K -25K -6.76% $28.00 345K 07 Dec 2023 by Trust F1
holding DFH Class A common stock, par value $0.01 per share 538K 07 Dec 2023 Direct
holding DFH Class A common stock, par value $0.01 per share 390K 07 Dec 2023 by Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares beneficially owned by the John Douglas Moran, Jr. Revocable Trust dated November 30, 2021.
F2 Shares beneficially owned by the Nicole L. Moran Revocable Trust dated November 30, 2021.