L. Dyson Dryden - 15 May 2024 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Role
Interim, CFO, Director
Signature
L. Dyson Dryden
Issuer symbol
LIND
Transactions as of
15 May 2024
Net transactions value
$0
Form type
4
Filing time
17 May 2024, 17:14:56 UTC
Previous filing
10 Aug 2023
Next filing
16 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIND Common Stock Award $0 +100,000 +10% $0.000000 1,065,235 15 May 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIND Stock Option (right to buy) Award $0 +100,000 $0.000000 50,000 15 May 2024 Common Stock 100,000 $7.40 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units ("RSUs") vest 1/6 per month over a six-month period, with forfeiture of any unvested RSUs upon completion of the interim CFO role.
F2 The options vest half immediately and half upon completion of the interim role. The options expire 10 years after award.