Tyrone M. Jordan - Apr 29, 2024 Form 4/A - Amendment Insider Report for FUELCELL ENERGY INC (FCEL)

Role: Director
Signature: /s/ Michael S. Bishop, As Power of Attorney
Stock symbol: FCEL
Transactions as of: Apr 29, 2024
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 4/23/2025, 05:32 PM
Date Of Original Report: May 1, 2024
Previous filing: Mar 1, 2024
Next filing: May 9, 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FCEL	Deferred Common Stock Units	Award	$0	+124K		$0.00	124K	Apr 29, 2024	Common Stock	124K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.
F2	The Form 4 filed with the Securities and Exchange Commission on May 1, 2024 mistakenly reported the issuance of Director Restricted Stock Units, vesting on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025. However, as noted in footnote 1 above, the shares of common stock underlying the equity award are not payable to the reporting person until separation from service as a director and should have been reported as Deferred Common Stock Units rather than Director Restricted Stock Units. Accordingly, this Form 4/A is being filed to clarify the deferred nature of this equity award.

Content

Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

The Form 4 filed with the Securities and Exchange Commission on May 1, 2024 mistakenly reported the issuance of Director Restricted Stock Units, vesting on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025. However, as noted in footnote 1 above, the shares of common stock underlying the equity award are not payable to the reporting person until separation from service as a director and should have been reported as Deferred Common Stock Units rather than Director Restricted Stock Units. Accordingly, this Form 4/A is being filed to clarify the deferred nature of this equity award.