KEITH M. ROSENBLOOM - 17 Oct 2024 Form 4/A - Amendment Insider Report for AMERICAN VANGUARD CORP (AVD)

Role
Director
Signature
/s/ Keith M. Rosenbloom
Issuer symbol
AVD
Transactions as of
17 Oct 2024
Transactions value $
$0
Form type
4/A - Amendment
Filing time
13 Aug 2025, 10:43:41 UTC
Date Of Original Report
21 Oct 2024
Previous filing
05 Sep 2024
Next filing
14 Aug 2025

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
ROSENBLOOM KEITH M Director 4695 MACARTHUR COURT, SUITE 1200, NEWPORT BEACH /s/ Keith M. Rosenbloom 13 Aug 2025 0001190934
Cruiser Capital Advisors, LLC Affiliate of Director 4695 MACARTHUR COURT, SUITE 1200, NEWPORT BEACH /s/ Keith M. Rosenbloom, CRUISER CAPITAL ADVISORS LLC, KEITH ROSENBLOOM, MANAGING MEMBER 12 Aug 2025 0001713506

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVD Common Stock Other -411K -34.26% 789K 17 Oct 2024 See Footnote F1, F2, F3
holding AVD Common Stock 16.8K 17 Oct 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cruiser Capital serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs," together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Keith Rosenbloom ("Mr. Rosenbloom") is the Managing Member of Cruiser Capital and may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs. Cruiser Capital and Mr. Rosenbloom each disclaim beneficial ownership of the securities held by the Cruiser Funds and SMAs, except to the extent of its or his pecuniary interest.
F2 As noted in Footnote 1, Cruiser Capital serves as investment adviser to SMAs. A client of one of the SMAs terminated its investment advisory agreement with Cruiser Capital. As a result, Cruiser Capital no longer has discretionary investment nor voting authority with respect to the 411,398 shares of Common Stock held by such SMA client. There were no buy or sell transactions involved with the termination of the agreement and no buy or sell transactions related to this filing.
F3 On October 21, 2024, the reporting person filed a Form 4 which inadvertently reported that, following the disclosed disposition of shares, the reporting person indirectly held 652,792 shares of common stock. In fact, the shares indirectly held after the disposition were 789,284 shares of common stock.