Scott Longval - 01 Jan 2022 Form 4 Insider Report for INTRICON CORP (IIN)

Role
President, CEO
Signature
/s/ Scott Longval
Issuer symbol
IIN
Transactions as of
01 Jan 2022
Transactions value $
-$15
Form type
4
Filing time
04 Jan 2022, 15:16:42 UTC
Previous filing
21 Oct 2021
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IIN Common Stock Options Exercise $93.9K +15K +17.73% $6.26 99.6K 01 Jan 2022 Direct F1, F3
transaction IIN Common Stock Tax liability -$93.9K -5.81K -5.83% $16.17 93.8K 01 Jan 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IIN Option to Purchase - Common Stock Options Exercise $0 -15K -100% $0.00* 0 01 Jan 2022 Common Stock 15K $6.26 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 "Cashless Exercise" Resulting in Net Acquisition of 9,192 Share
F2 This option is fully vested and may be exercised immediately
F3 Includes a total of 255 shares acquired under the Intricon Employee Stock Purchase Plan ("ESPP") and not previously disclosed.