DAVID P. TUSA - 14 May 2021 Form 4 Insider Report for SHARPS COMPLIANCE CORP (SMED)

Role
CEO and President, Director
Signature
Diana Diaz, on behalf of Reporting Person
Issuer symbol
SMED
Transactions as of
14 May 2021
Net transactions value
-$802,894
Form type
4
Filing time
14 May 2021, 17:03:11 UTC
Previous filing
13 May 2021
Next filing
20 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMED Common Stock Options Exercise $156,621 +41,216 +47% $3.80 129,304 14 May 2021 Direct F1
transaction SMED Common Stock Sale $686,395 -41,216 -32% $16.65 88,088 14 May 2021 Direct F2
transaction SMED Common Stock Options Exercise $33,994 +7,082 +8% $4.80 95,170 14 May 2021 Direct F3
transaction SMED Common Stock Sale $116,499 -7,082 -7.4% $16.45 88,088 14 May 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise $156,621 -41,216 -13% $3.80 277,624 14 May 2021 Common Stock 41,216 $3.80 Direct F1
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise $33,994 -7,082 -2.6% $4.80 270,542 14 May 2021 Common Stock 7,082 $4.80 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026.
F2 This represents the weighted average sale of 41,216 shares.
F3 Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
F4 This represents the weighted average sale of 7,082 shares.