Dennis Halligan - 21 May 2021 Form 4 Insider Report for SHARPS COMPLIANCE CORP (SMED)

Role
Vice President of Marketing
Signature
Diana Diaz, on behalf of Reporting Person
Issuer symbol
SMED
Transactions as of
21 May 2021
Net transactions value
-$290,699
Form type
4
Filing time
24 May 2021, 16:18:07 UTC
Previous filing
13 May 2021
Next filing
21 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMED Common Stock Options Exercise $72,000 +15,000 $4.80 15,000 21 May 2021 Direct F1
transaction SMED Common Stock Sale $249,428 -15,000 -100% $16.63 0 21 May 2021 Direct F2
transaction SMED Common Stock Options Exercise $8,091 +2,482 $3.26 2,482 21 May 2021 Direct F3
transaction SMED Common Stock Sale $41,272 -2,482 -100% $16.63 0 21 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMED Sharps Compliance 2010 Stock Plan Options Exercise $72,000 -15,000 -33% $4.80 30,000 21 May 2021 Common Stock 15,000 $4.80 Direct F1
transaction SMED Sharps Compliance 2010 Stock Plan Options Options Exercise $8,091 -2,482 -8.3% $3.26 27,518 21 May 2021 Common Stock 2,482 $3.26 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
F2 This represents the weighted average sale of 17,482 shares. Shares were sold between a range of $16.50 and $17.01.
F3 Cashless exercise and immediate sale through a broker of a stock award granted on November 29, 2018. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 29, 2025.